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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-02-19 |
Branch Locations
1101 Boston Post Rd, Darien, CT 06820 • United States
219 Town Green, Wilton, CT 06897 • United States
1959 Summer St, Stamford, CT 06905 • United States
146 Mamaroneck Avenue, White Plains, NY 10601 • United States
244 Post Road East, Westport, CT 06880 • United States
3546 Main St., Bridgeport, CT 06606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 08/2009 | 09/2016 |
| Bank Of America, Na | Stamford | CT | 09/2009 | 09/2016 |
| Msi Financial | Stamford | CT | 08/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 08/2016 | 01/2019 |
| Mml Investors Services, Llc | Stamford | CT | 03/2017 | 01/2019 |
| Webster Bank | Stamford | CT | 02/2019 | Present |
| Lpl Financial Llc | Stamford | CT | 02/2019 | Present |
1) 01/18/2019 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - inv rel - at reported business location(s) - start: 02/2019 2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-21 |
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