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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-08-13
FL RA APPROVED 2022-12-22
TX RA APPROVED_RES 2015-09-30
UT RA APPROVED 2015-08-19
  • WA RA
    APPROVED
    Since 2025-08-13
  • FL RA
    APPROVED
    Since 2022-12-22
  • TX RA
    APPROVED_RES
    Since 2015-09-30
  • UT RA
    APPROVED
    Since 2015-08-19

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Fox Island, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Sarasota UT 08/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-13
S63 Uniform Securities Agent State Law Examination 2001-08-23
  • S65 Uniform Investment Adviser Law Examination
    2001-12-13
  • S63 Uniform Securities Agent State Law Examination
    2001-08-23
Other Names
  • Pamela Kay Broadbent
  • Pamela Kay Mccomas

View on SEC IAPD

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