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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-09-16 |
| TX | RA | APPROVED | 2013-09-17 |
| MD | RA | APPROVED | 2012-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Annapolis | MD | 10/2012 | Present |
| Bank Of America, N.A. | Annapolis | MD | 01/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 2004-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-18 |
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