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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-16 |
Branch Locations
2483 15Th Street Nw Suite C, New Brighton, MN 55112 • United States
Maple Grove, MN • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rmi | Maple Grove | MN | 04/1985 | 09/2025 |
| Commonwealth Financial | Waltham | MA | 08/2002 | 09/2025 |
| New Century Financial Group | Maple Grove | MN | 08/2002 | 09/2025 |
| Kestra Investment Services Llc | New Brighton | MN | 09/2025 | Present |
| Kestra Advisory Services Llc | New Brighton | MN | 09/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/16/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: NEW CENTURY GROUP, LLC POSITION: Vice President NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/01/1999 ADDRESS: 9214 Tewsbury Gate N, Maple Grove MN 55311, United States DESCRIPTION: Act as manager of property to collect rent and maintain books and records. Name: NEW CENTURY FINANCIAL GROUP, INC. POSITION: President NATURE: Pass through entity for DBA per phone call with rep. INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2002 ADDRESS: 9214 Tewsbury Gate N, Maple Grove MN 55311, United States DESCRIPTION: As President, 100% owner will manage expenses for securities related business while affiliated with Kestra. Name: SCHANY GROUP, LLC. POSITION: 4.87% owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/24/2011 ADDRESS: 22140 Oakdale Drive, Rogers MN 55374, United States DESCRIPTION: Participate with developer (phone calls and meetings) of properties to help navigate the sale of real estate owned by the LLC. Name: SCHANY FAMILY LIMITED PARTNERSHIP POSITION: Limited Partner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/24/2011 ADDRESS: 22140 Oakdale Drive, Rogers MN 55374, United States DESCRIPTION: None Name: SCHANY LLC. POSITION: Manager NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2022 ADDRESS: 22140 Oakdale Drive, Rogers MN 55374, United States DESCRIPTION: Chief Manager/Chief Financial Manager, Schany LLC; private entity created to determine the amount & timing of distributions for familial limited partnership; Less than 1% time spent during business hours; Not conducted at branch; Investment related Name: TREOWTH WEALTH ADVISORS POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 09/16/2025 ADDRESS: 2483 15th Street NW, STE C, New Brighton MN 55112, United States DESCRIPTION: Information gathering and assisting in the implementation of financial plans with investment recommendation based on goals, risk tolerance and investment objectives. NAME: GLADSTONE GROUP, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2025 ADDRESS: 9214 Tewsbury Gate N, Maple Grove MN 55311, United States DESCRIPTION: Property management and collecting for deposit rental income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-10 |
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