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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-22
FL RA APPROVED 2004-03-15
  • TX RA
    APPROVED_RES
    Since 2015-01-22
  • FL RA
    APPROVED
    Since 2004-03-15

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 05/1998 Present
Bank Of America, N.A. Delray Beach FL 12/2009 Present
Other Businesses

81587FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SYRIANI PRINCE ENTERPRICE LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:MIAMI, FLORIDA 33154NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2015NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4DUTIES: THIS LLC WAS CREATED TO INVEST IN REAL ESTATE PROPERTIES FOR PERSONALAND MY FAMILY. MY RESPONSIBILITY AND DUTIES ARE PURCHASING, RENOVATING, SELLING AND RENTAL OF PROPERTIES.THE ONLY OWNER IS MYSELF. I*2652259, Entity Type: Entity For Profit, Name of OBA: La Palmera & 717, Address: Pereira, Risaralda, 000000, Investment Related: N, Position, Title, Association: Owner Employee State Date: 07/23/2025, No Hours: 15 Yearly, No Hours during Trading: 0 Yearly, Duties: I'm a passive investor my family runs all the businesses activities for the last 36 years, I Inherited this businesses from my parents and family members I*2653276Entity Type: For ProfitName of OBA: Palm Harbour LLCAddress:Bal Harbour, FloridaInvestment Related:YesPosition, Title, Association:General Partner/Managing MemberStart Date:23-Jul-2025No Hours: 20 YearlyNo Hours during trading:0Duties:Own Rental Properties I*, 350129 Entity Type: For profit Name of OBA: Saker Villas Address: Bal Harbour, Florida 33154 Investment Related: No Position, Title, Association: Director Employee Start Date: 07/23/2025 No Hours: 10 Hours per year No Hours during trading: 0 Duties: I'm a board memeber and the president of the Co-op. Saker Villas is a 7 unit multi family complex organized as a Co-op. I reside and own the property with my family. This is my primary residence. My family owns 6 of the 7 units. My role would be as a board member. There is no compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-15
  • S66 Uniform Combined State Law Examination
    1999-02-15

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