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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-20
  • TX RA
    APPROVED
    Since 2018-11-20

Branch Locations

2000 Richmond Road, Texarkana, TX 75503 • United States

Texarkana, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Texarkana TX 04/2015 Present
Cetera Investment Services Llc St Cloud MN 12/2017 Present
  • 04/2015 → Present
    Regions
    Texarkana, TX
  • 12/2017 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Other Businesses

1. BRANCH PLATFORM EMPLOYEE- CUSTOMER SERVICE TO BANK CUSTOMERS FOR CHECKING, SAVINGS, CD'S AND ASSISTING IN SALES OF INSURANCE PRODUCTS THROUGH BANK AGENCY 2. OWNER/OPERATOR OF TEN TO SIX JLW LLC DBA LAWN DOCTOR TEX/MAGNOLIA/IDABEL; CO-OWNER WITH SPOUSE; LAWN MAINTENANCE COMPANY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-19
S63 Uniform Securities Agent State Law Examination 2001-04-06
  • S66 Uniform Combined State Law Examination
    2018-11-19
  • S63 Uniform Securities Agent State Law Examination
    2001-04-06
Other Names
  • Lorie Louise Lee
  • Lorie Louise Poole
  • Lorie Norton
  • Lorie Louise Norton

View on SEC IAPD

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