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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-04 |
| IA | RA | APPROVED | 2024-03-01 |
Branch Locations
6912 University Ave Suite 1, Cedar Falls, IA 50613 • United States
Parkersburg, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Cedar Falls | IA | 03/2024 | Present |
| Park Avenue Securities Llc | Cedar Falls | IA | 04/2001 | 03/2024 |
| Massmutual Life Insurance Co | Cedar Falls | IA | 01/2024 | Present |
| Guardian Life Insurance Co | Cedar Falls | IA | 07/2001 | 03/2024 |
(1)Name: Todd Thomas Inv Rel: Y Addr: 6912 University Ave, Ste 1, Cedar Falls, IA 50613 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 03/15/204 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 5 Duties: Life, disability, fixed annuities. (2)Name: Ed Thomas Family Foundation Inv Rel: Y Addr: At residential address Nature: Nonprofit Organization Position: Treasurer Start Date: 01/01/2010 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 0 Duties: Collect donation checks and pay any bills needed. (3)Name: Todd Thomas Inv Rel: N Addr: 610 N Johnson Rd, Parkersburg, IA 50665 Nature: Sports Official Position: Assistant High School Football Coach Start Date: 08/01/2010 No. Hr/Mo: 40 No. Hr/Mo During Sec Trading: 0 Duties: Help coach at practice and games. (4)Name: Parkersburg Productions, LLC Inv Rel: N Addr: 1023 Conn St, Parkersburg, IA 50665 Nature: Media Royalties Position: Owner Start Date: 01/01/2010 No. Hr/Mo: 0 No. Hr/Mo During Sec Trading: 0 Duties: No active duties. (5)Name: Falcon Pride Properties Inv Rel: Y Addr: 1401 Highway 57, Parkersburg, IA 50665 Nature: Rental Income Position: Owner Start Date: 04/01/2016 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Managing partner. (6)Name: Strategic Properties, LLC Inv Rel: Y Addr: 6912 University Ave, Ste 1, Cedar Falls, IA 50613 Nature: Rental Income Position: Owner Start Date: 09/01/2014 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Collect rent check and help with any maintenance that would be needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-26 |
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