Todd D Thomas

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2024 → Present
  Mml Investors Services, Llc
  Cedar Falls, IA
• 04/2001 → 03/2024
  Park Avenue Securities Llc
  Cedar Falls, IA
• 01/2024 → Present
  Massmutual Life Insurance Co
  Cedar Falls, IA
• 07/2001 → 03/2024
  Guardian Life Insurance Co
  Cedar Falls, IA

Previous Registrations

• 2021-05-27 → 2024-03-06
  Park Avenue Securities Llc
  Cedar Falls, IA
  Cedar Falls, IA
  Cedar Falls, IA
  Cedar Rapids, IA

Other Businesses

(1)Name: Todd Thomas Inv Rel: Y Addr: 6912 University Ave, Ste 1, Cedar Falls, IA 50613 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 03/15/204 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 5 Duties: Life, disability, fixed annuities. (2)Name: Ed Thomas Family Foundation Inv Rel: Y Addr: At residential address Nature: Nonprofit Organization Position: Treasurer Start Date: 01/01/2010 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 0 Duties: Collect donation checks and pay any bills needed. (3)Name: Todd Thomas Inv Rel: N Addr: 610 N Johnson Rd, Parkersburg, IA 50665 Nature: Sports Official Position: Assistant High School Football Coach Start Date: 08/01/2010 No. Hr/Mo: 40 No. Hr/Mo During Sec Trading: 0 Duties: Help coach at practice and games. (4)Name: Parkersburg Productions, LLC Inv Rel: N Addr: 1023 Conn St, Parkersburg, IA 50665 Nature: Media Royalties Position: Owner Start Date: 01/01/2010 No. Hr/Mo: 0 No. Hr/Mo During Sec Trading: 0 Duties: No active duties. (5)Name: Falcon Pride Properties Inv Rel: Y Addr: 1401 Highway 57, Parkersburg, IA 50665 Nature: Rental Income Position: Owner Start Date: 04/01/2016 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Managing partner. (6)Name: Strategic Properties, LLC Inv Rel: Y Addr: 6912 University Ave, Ste 1, Cedar Falls, IA 50613 Nature: Rental Income Position: Owner Start Date: 09/01/2014 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Collect rent check and help with any maintenance that would be needed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-13
• S63 Uniform Securities Agent State Law Examination
  2002-02-26

Other Names

• Todd Douglas Thomas