W. Tyler Mercier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → Present
  Mercier Financial Group, Inc.
  Edmonds, WA
• 10/2009 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 02/2024
  Securities America, Inc.
  Land O' Lakes, FL
• 11/2020 → 02/2024
  Securities America Advisors, Inc.
  Land O' Lakes, FL
• 02/2024 → Present
  Lpl Financial Llc
  Land O Lakes, FL

Previous Registrations

• 2020-11-06 → 2024-02-26
  Securities America Advisors, Inc.
  Land O' Lakes, FL
• 2017-03-24 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Edmonds, WA
  Land O' Lakes, FL
  Seattle, WA

Other Businesses

1) 02/09/2024 - W TYLER MERCIER - Notary - FL 34637 - Investment related - 1 Hour per month - Start date: 02/05/2020. 2) 02/09/2024 - WESTERN UNITED LIFE ASSURANCE COMPANY & GILICO - Non-Variable Insurance - Carrol & Associates, The Annuity Source, Inc - FL 34637 - Investment related - 8 Hours per month - Start date: 09/15/1999. 3) 02/09/2024 - MERCIER FINANCIAL GROUP INC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 09/24/2024 - Mercier Financial Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At reported Business Location(s) - Start Date 06/19/2024 - 160 Hours Per Month/ 120 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-24
• S63 Uniform Securities Agent State Law Examination
  1999-09-02

Other Names

• W Tyler Mercier
• William Tyler Mercier
• Tyler Mercier
• Williamtyler Mercier