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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
MN RA APPROVED 2013-11-18
  • TX RA
    APPROVED
    Since 2022-02-16
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

9010 Quantrelle Ave Ne, Otsego, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc. Brooklyn Park MN 07/2002 Present
Other Businesses

SELF-EMPLOYED POSITION: Football Official NATURE: High School and College football officiating INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2004 ADDRESS: 17968 Tyler St NW, Elk River MN 55330, United States DESCRIPTION: Time spent is August through November only PROPERTY RENTAL POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2014 ADDRESS: 17968 Tyler Street NW, Elk River MN 55330, United States DESCRIPTION: Collect rent, pay bills, perform or arrange for proper maintenance and repairs. FAMILY OF CHRIST LUTHERAN CHURCH POSITION: Senior Leadership Council NATURE: Love and serve our community with the same transforming love that Christ first gave us. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 16345 Polk St NE, Ham Lake MN 55304, United States DESCRIPTION: Provide oversight and decisions related to the finances, staffing, strategic planning, and governance of the congregation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-10
S63 Uniform Securities Agent State Law Examination 2001-05-31
  • S66 Uniform Combined State Law Examination
    2006-04-10
  • S63 Uniform Securities Agent State Law Examination
    2001-05-31
Designations

View on SEC IAPD

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