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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-03-31
  • MN RA
    APPROVED
    Since 2022-03-31

Branch Locations

3360 55Th St. Nw, Rochester, MN 55901 • United States

1701 Greenview Pl Sw, Rochester, MN 55902 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

21 1St St Sw 1St Fl, Rochester, MN 55902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Rochester MN 03/2022 Present
Commonwealth Financial Network Waltham MA 08/2008 03/2022
Previous Registrations
  • 2013-11-21 → 2022-04-05
    Rochester, MN
    Rochester, MN
    Rochester, MN
    Rochester, MN
    Rochester, MN
    Rochester, MN
    Rochester, MN
    Rochester, MN
Other Businesses

ZION LUTHERAN CHURCH, NOT INVT RELATED, STEWARTVILLE, MN, SENIOR CHOIR DIRECTOR, START DATE 3/31/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, PREPARE AND LEAD CHOIR REHEARSALS FOR CHURCH SERVICES. POWER OF ATTORNEY FOR SPOUSE; INV. RELATED; STEWARTVILLE, MN; START DATE 3/2022; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-25
  • S66 Uniform Combined State Law Examination
    2001-06-25
Designations
Other Names
  • Bill Nelson

View on SEC IAPD

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