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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-12-01
  • SC RA
    APPROVED
    Since 2025-12-01

Branch Locations

Hilton Head Island, SC • United States

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Hilton Head Island SC 11/2013 09/2025
Cetera Advisors Llc Greenwood Village CO 10/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2025 Present
Cetera Investment Services Llc St Cloud MN 10/2025 Present
Cetera Wealth Services, Llc El Segundo CA 10/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2025 Present
  • 11/2013 → 09/2025
    Voya
    Hilton Head Island, SC
  • 10/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 10/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-11-08 → 2025-09-30
    Murfreesboro, TN
    Damascus, MD
    Hilton Head Island, SC
    Stillwater, MN
    Haslet, TX
  • 2013-11-08 → 2015-01-13
    Murfreesboro, TN
    Damascus, MD
    Hilton Head Island, SC
    Stillwater, MN
  • 2011-02-04 → 2013-04-30
    Curian Capital, Llc
    Franklin, TN
    Denver, CO
    Franklin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-29
S63 Uniform Securities Agent State Law Examination 2001-10-16
  • S65 Uniform Investment Adviser Law Examination
    2010-05-29
  • S63 Uniform Securities Agent State Law Examination
    2001-10-16
Other Names
  • Melissa Marie Charpie
  • Melissa M Charpie
  • Melissa Marie Charpie
  • El Myers
  • Melissa M Myers

View on SEC IAPD

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