Gerard Alexander Michael

Employer firm

Smartleaf Asset Management LLC CRD 172273

$6.85B regulatory AUM

Reported services (Item 5G)

• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → Present
  Smartleaf, Inc
  Cambridge, MA
• 06/2014 → Present
  Smartleaf Asset Management, Llc
  Cambridge, MA

Other Businesses

I AM THE MANAGER OF MICHAEL FAMILY VENTURES, LLC (MFV), A FAMILY HELD FIRM WHOSE PURPOSE IS TO INVEST AND MANAGE ASSETS FOR ITS SHAREHOLDERS, I.E. CLOSE RELATIVES (PARENTS, SIBLING, NIECES, NEPHEWS). MANAGER DUTIES INCLUDE INVESTMENTS, FILING TAX RETURNS, STATE FILINGS, ETC. MFV HAS NO INVESTMENT IN OR CONNECTION TO SMARTLEAF, INC. OR SMARTLEAF ASSET MANAGEMENT, LLC. MFV ADDRESS IS 22200 CHINOK ROAD, WOODWAY WA 98020. HOURS/MONTH DEVOTED TO MFV IS ONE. HOURS DEVOTED TO MFV DURING SECURITIES TRADING HOURS IS ZERO.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-16