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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-04-02 |
| DC | RA | APPROVED | 2024-10-23 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Vienna | VA | 09/2003 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 09/2003 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairfax | VA | 09/2003 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-26 |
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