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Bruce Alan Williams

LPl Financial LLC

Paso Robles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-15
ND RA APPROVED 2018-03-26
CA RA APPROVED 2017-02-03
  • TX RA
    APPROVED
    Since 2022-06-15
  • ND RA
    APPROVED
    Since 2018-03-26
  • CA RA
    APPROVED
    Since 2017-02-03

Branch Locations

935 Riverside Ave #4, Paso Robles, CA 93446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blakeslee & Blakeslee San Luis Obispo CA 02/2000 01/2017
Lpl Financial, Llc Paso Robles CA 01/2017 Present
  • 02/2000 → 01/2017
    Blakeslee & Blakeslee
    San Luis Obispo, CA
  • 01/2017 → Present
    Paso Robles, CA
Previous Registrations
  • 2001-12-31 → 2017-02-06
    Blakeslee And Blakeslee Inc.
    Paso Robles, CA
    San Luis Obispo, CA
Other Businesses

1) 01/20/2017 - Paradigm Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 1/18/2017 - 120 hr/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-13
S63 Uniform Securities Agent State Law Examination 2000-09-22
  • S65 Uniform Investment Adviser Law Examination
    2000-11-13
  • S63 Uniform Securities Agent State Law Examination
    2000-09-22
Designations

View on SEC IAPD

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