Steven Joseph Labanca

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*94198 For profit or not for profit: Non-Profit Organization Name of outside business organization: Knights of Columbus Investment related: N Address of business: Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 9/23/2015 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: finding ways to help people in my parish who are less fortunate _____________ I*8785 For profit or not for profit: Name of outside business organization: steven labanca Investment related: Address of business: Nature of business: , Compensation for Activity: Position, title, association: , Start date of relationship: 10/15/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-15
• S66 Uniform Combined State Law Examination
  2002-05-16

Other Names

• Steven J Labanca