Diane L Spagnola

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-08-02
TX	RA	APPROVED	2021-07-30

OH RA
APPROVED

Since 2021-08-02
TX RA
APPROVED

Since 2021-07-30

Branch Locations

3635 Boardman Canfield Road, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Youngstown	OH	11/2000	07/2021
Morgan Stanley Smith Barney Llc	Canfield	OH	07/2021	Present

11/2000 → 07/2021

Merrill Lynch

Youngstown, OH
07/2021 → Present

Morgan Stanley Smith Barney Llc

Canfield, OH

Previous Registrations

2003-04-11 → 2021-08-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Canfield, OH

Canfield, OH

Other Businesses

*452965-Fraternal Order of Eagles; Investment related -No; Youngstown, Ohio; Non-Profit; Officer (proprietor, partner, officer, director, employee, trustee, agent); 06/2017; During business hours: 0; After business hours: 12; Marketing, Fundraising

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-04

S66 Uniform Combined State Law Examination

2003-04-04

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews