Eric Borsoni

Schwab Wealth Advisory, Inc.

Lutherville, MD

CRD 4378834

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-12-15

MD RA
APPROVED

Since 2025-12-15

Branch Locations

Lutherville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Marine Corps	New Orleans	LA	09/1992	10/2022
Nuveen Securities, Llc	Chicago	IL	07/2014	10/2016
New York Life	Millersville	MD	10/2016	07/2018
Ameriprise Financial Services, Inc.	Baltimore	MD	11/2018	12/2021
Morgan Stanley	Mclean	VA	02/2022	03/2025
Charles Schwab & Co., Inc	Towson	MD	03/2025	Present
Schwab Wealth Advisory Inc	Millerville	MD	12/2025	Present

09/1992 → 10/2022

U.S. Marine Corps

New Orleans, LA
07/2014 → 10/2016

Nuveen Securities, Llc

Chicago, IL
10/2016 → 07/2018

New York Life

Millersville, MD
11/2018 → 12/2021

Ameriprise Financial Services, Inc.

Baltimore, MD
02/2022 → 03/2025

Morgan Stanley

Mclean, VA
03/2025 → Present

Charles Schwab & Co., Inc

Towson, MD
12/2025 → Present

Schwab Wealth Advisory Inc

Millerville, MD

Previous Registrations

2022-03-07 → 2025-04-22

Morgan Stanley

Mclean, VA
2018-11-07 → 2022-01-04

Ameriprise Financial Services, Llc

Baltimore, MD

Annapolis, MD

Annapolis, MD
2016-11-23 → 2018-07-25

New York Life Investment Management Llc

Millersville, MD

New York, NY
2014-10-10 → 2016-10-19

Nuveen Asset Management, Llc

Millersville, MD

Chicago, IL
2009-01-26 → 2010-09-22

Rydex Advisory Services, Llc

Rockville, MD
2001-07-17 → 2002-09-26

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rockville, MD

Other Businesses

1) Harlem Lacrosse of Baltimore | Investment Related:No|PO Box 708|New York|NY|10030|USA|Education|Member, Advisory Board|9/1/2019|Less than 20|0|Advise Director on programming, grant applications, and fundraising activities. I am not involved in financial services or investment related activities., 2) Maryland Lacrosse League | Investment Related:No|114 Mulberry Ct|Edgewater|MD|21037|USA|Sports/Physical Recreation|Member, Board of Directors|2/1/2025|Less than 20|0|Advise founder/director on issues pertaining to training, league/team quality, and parent/community issues, 3) Howard County Public Schools | Investment Related:No|Education|Assistant coach|2/2/2026|Less than 20|0|Assistant varsity lacrosse coach for high school program.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-09-12
S66	Uniform Combined State Law Examination	2001-07-09

S65 Uniform Investment Adviser Law Examination

2014-09-12
S66 Uniform Combined State Law Examination

2001-07-09

Other Names

Eric Anthony Borsoni
Eric A Borsoni

View on SEC IAPD

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