Carmen Elena Herrera-Coria

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → Present
  Citigroup Global Markets Inc.
  Miami, FL

Other Businesses

4LIFE RESEARCH USA, LLC, WEST SANDY UTAH. NOT INVESTMENT BUSINESS RELATED. AFFILATION BEGAN NOVEMBER 2013; TITLE: LEADER; DUTIES: OBTAIN DISTRIBUTORS AND CUSTOMERS FOR THE COMPANY (NETWORK MARKETING) NO TIME DEVOTED DURING SECURITIES TRADING HOURS AND 12-15 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS./////P&C Investments, LLC; Various Consulting; Investment Related - Real Estate LLC/LP; State of Florida; Affiliation Start Date: 9/25/2018; Title: Member; Duties: Related to 4life; Real Estate (pending); Hours devoted to the outside business each month during securities trading hours: 0; Hours devoted to the outside business each month outside of securities trading hours: 10//// Aeroconexos; Airline Owner; Non-investment related; Shell Ecuador; Affiliation Start Date: 1/1/2008; Title: Owner; Duties: None; 0 hours devoted to the outside business each month during/outside of securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2022-08-09
• S63 Uniform Securities Agent State Law Examination
  2001-06-25

Other Names

• Herrera
• Carmen Elena Coria
• Carmen C Coria
• Carmen E Herrera-Coria
• Carmen C Coria
• Carmen C Herrera-Coria