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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-16
  • FL RA
    APPROVED
    Since 2022-08-16

Branch Locations

Citi Private Bank 201 S. Biscayne Blvd., 33Rd Floor, Miami, FL 33131 • United States

Citi Private Bank 3 Greenwich Office Park, 3Rd Floor, Greenwich, CT 06831 • United States

Miami Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Miami FL 05/2007 Present
Other Businesses

4LIFE RESEARCH USA, LLC, WEST SANDY UTAH. NOT INVESTMENT BUSINESS RELATED. AFFILATION BEGAN NOVEMBER 2013; TITLE: LEADER; DUTIES: OBTAIN DISTRIBUTORS AND CUSTOMERS FOR THE COMPANY (NETWORK MARKETING) NO TIME DEVOTED DURING SECURITIES TRADING HOURS AND 12-15 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS./////P&C Investments, LLC; Various Consulting; Investment Related - Real Estate LLC/LP; State of Florida; Affiliation Start Date: 9/25/2018; Title: Member; Duties: Related to 4life; Real Estate (pending); Hours devoted to the outside business each month during securities trading hours: 0; Hours devoted to the outside business each month outside of securities trading hours: 10//// Aeroconexos; Airline Owner; Non-investment related; Shell Ecuador; Affiliation Start Date: 1/1/2008; Title: Owner; Duties: None; 0 hours devoted to the outside business each month during/outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-09
S63 Uniform Securities Agent State Law Examination 2001-06-25
  • S66 Uniform Combined State Law Examination
    2022-08-09
  • S63 Uniform Securities Agent State Law Examination
    2001-06-25
Other Names
  • Herrera
  • Carmen Elena Coria
  • Carmen C Coria
  • Carmen E Herrera-Coria
  • Carmen C Coria
  • Carmen C Herrera-Coria

View on SEC IAPD

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