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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-07
  • TX RA
    APPROVED
    Since 2017-03-07

Branch Locations

1620 North Kings Highway, Nash, TX 75569 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Nash TX 04/2011 02/2017
Raymond James Financial Services, Inc. Texarkana TX 02/2017 Present
Raymond James Financial Services Advisors Inc. Nash TX 03/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: D&W Rentals, LLC Address: 8304 Quail Hollow, Texarkana, TX, 75503, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/27/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am on the loan for the property. (2)Name of Business: Stringer Wealth Management Address: 1620 N Kings Hwy, Nash, TX, 75569, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 04/01/2011 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the name of my DBA with Raymond James. (3)Name of Business: Walnut Bayou Hunting Club Address: 7022 Walnut, Ashdown, AR, 71822, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 09/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President of the club

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-20
S63 Uniform Securities Agent State Law Examination 2001-06-01
  • S65 Uniform Investment Adviser Law Examination
    2007-02-20
  • S63 Uniform Securities Agent State Law Examination
    2001-06-01
Other Names
  • Dustin M. Stringer

View on SEC IAPD

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