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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-04-30
CO RA APPROVED 2022-03-15
TX RA APPROVED 2016-05-06
  • AZ RA
    APPROVED
    Since 2026-04-30
  • CO RA
    APPROVED
    Since 2022-03-15
  • TX RA
    APPROVED
    Since 2016-05-06

Branch Locations

Maran, AZ • United States

Castle Rock, CO • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corporation Ann Arbor MI 05/2016 Present
Sigma Planning Corporation Ann Arbor MI 05/2016 Present
  • 05/2016 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 05/2016 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Previous Registrations
  • 2014-09-15 → 2016-05-09
    St Louis, MO
    Mckinney, TX
    Murphy, TX
Other Businesses

1. DBA - John Trotter Investments. Offering financial services. Start date: 4/12/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y 2. As an independently licensed insurance agent, I am appointed with various insurance companies. 3. Flowers & McKeller Insurance Services - P&C agent with both commercial and personal lines of insurance. Start date: 10/27/17, approx. 5 hrs/mo, none during trading hours. 4. Provide general property management services for rental home owned by spouse. Start date: 5/4/26, approx. 2 hrs/mo, none during mkt hrs. INV REL: N

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-18
  • S66 Uniform Combined State Law Examination
    2014-07-18
Other Names
  • John Matthew Trotter
  • John Matthew Trotter
  • John Matthew Trotter

View on SEC IAPD

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