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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-04-30 |
| CO | RA | APPROVED | 2022-03-15 |
| TX | RA | APPROVED | 2016-05-06 |
Branch Locations
Castle Rock, CO • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 05/2016 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 05/2016 | Present |
1. DBA - John Trotter Investments. Offering financial services. Start date: 4/12/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y 2. As an independently licensed insurance agent, I am appointed with various insurance companies. 3. Flowers & McKeller Insurance Services - P&C agent with both commercial and personal lines of insurance. Start date: 10/27/17, approx. 5 hrs/mo, none during trading hours. 4. Provide general property management services for rental home owned by spouse. Start date: 5/4/26, approx. 2 hrs/mo, none during mkt hrs. INV REL: N
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-18 |
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