Jeffery Alan Moore

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 02/2018
  Ubs Financial Services Inc
  San Antonio, TX
• 02/2018 → Present
  Lpl Financial Llc
  New Braunfels, TX

Previous Registrations

• 2010-12-17 → 2018-03-15
  Ubs Financial Services Inc.
  San Antonio, TX
• 2009-06-01 → 2011-01-03
  Morgan Stanley
  San Antonio, TX
• 2007-08-22 → 2009-06-01
  Morgan Stanley & Co. Llc
  San Antonio, TX

Other Businesses

1. 5/19/2020 - Xpectmoore Delivery LLC - Not Investment Related - Home Based - Business Owner - Sole Owner & President - Started 07/03/2019 - 80 Hours Per Month/4 Hours During Securities Trading - Amazon Delivery Service partner company. 2) 05/01/2025 - Xpectmoore Delivery LLC - Not Investment Related - New Braunfels, TX - Other- Business Owner - Started 07/10/2019 - 20Hours Per Month/10Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-08-18
• S63 Uniform Securities Agent State Law Examination
  2001-07-06

Other Names

• Jeffery A. Moore
• Jeff Moore