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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-21
TX RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-08-21
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

770 Menlo Ave Ste 200, Menlo Park, CA 94025 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Menlo Park CA 01/2015 Present
Mariner Independent Advisor Network, Llc Menlo Park CA 07/2016 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 01/2015 → Present
    Lpl Financial, Llc
    Menlo Park, CA
  • 07/2016 → 07/2026
    Mariner Independent Advisor Network, Llc
    Menlo Park, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 1/26/2015: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - COMMON SENSONOMICS WEALTH MANAGEMENT - INVESTMENT RELATED - TIME SPENT 100% - MENLO PARK, CA. 2. 1/26/2015: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STRATEGIC WEALTH ADVISORS GROUP, INC. - INVESTMENT RELATED - TIME SPENT 30% - MENLO PARK, CA. 3. 4/13/2015: MATSUI CSWM, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 03/01/2015 - 15 HOURS PER MONTH/0 HOUR DURING SECURITIES TRADING. 4. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 5/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-23
  • S66 Uniform Combined State Law Examination
    2001-07-23
Designations

View on SEC IAPD

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