Richard Clayton Pogue

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → Present
  Lpl Financial, Llc
  Beaverton, OR
• 01/2015 → 04/2018
  Global Retirement Partners
  San Rafael, CA

Previous Registrations

• 2015-01-19 → 2018-02-13
  Global Retirement Partners Llc
  Portland, OR
  San Rafael, CA
• 2014-04-02 → 2014-10-24
  Scf Investment Advisors, Inc.
  Fresno, CA
• 2012-12-14 → 2014-04-08
  Principal Securities, Inc.
  Lake Oswego, OR
• 2002-06-05 → 2002-12-31
  Waddell & Reed
  Beaverton , OR

Other Businesses

1. 12/17/2014 - Pogue Automobilla Collection - Not Investment Related - other-hobby business - 2% TIME SPENT - auto hobby business - Buy, sell, and trade vintage automobile literature, manuals, brochures, and parts. 2. 2/23/2018 - Northwest Investment & Insurance Consulting - Investment Related - At reported Business location(s) - DBA for LPL Business (entity for LPL business) - start date 02/01/2018- 160 Hours per month / 6 Hours during securities trading. 3. 4/1/2019 - Byrd Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/04/2019 - 30 Hours Per Month/6 Hours During Securities Trading. 4. 06/17/2019 - Northwest Investment & Insurance Consulting, LLC - Not investment related - At reported business location(s) - Unemployment Insurance - start date:07/01/2019 - 10 hrs/mo - 0 hrs during trading.

Exams

• S66 Uniform Combined State Law Examination
  2001-06-05

Designations

• Chartered Financial Consultant

Other Names

• Richard C Pogue
• Rick Pogue
• Richard Clayton Pogue
• Richard Clayton Pogue Chfc