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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-02-13
  • OR RA
    APPROVED
    Since 2018-02-13

Branch Locations

10121 Se Sunnyside Rd, Ste 320, Clackamas, OR 97015 • United States

Happy Valley, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Beaverton OR 12/2014 Present
Global Retirement Partners San Rafael CA 01/2015 04/2018
  • 12/2014 → Present
    Beaverton, OR
  • 01/2015 → 04/2018
    Global Retirement Partners
    San Rafael, CA
Previous Registrations
Other Businesses

1. 12/17/2014 - Pogue Automobilla Collection - Not Investment Related - other-hobby business - 2% TIME SPENT - auto hobby business - Buy, sell, and trade vintage automobile literature, manuals, brochures, and parts. 2. 2/23/2018 - Northwest Investment & Insurance Consulting - Investment Related - At reported Business location(s) - DBA for LPL Business (entity for LPL business) - start date 02/01/2018- 160 Hours per month / 6 Hours during securities trading. 3. 4/1/2019 - Byrd Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/04/2019 - 30 Hours Per Month/6 Hours During Securities Trading. 4. 06/17/2019 - Northwest Investment & Insurance Consulting, LLC - Not investment related - At reported business location(s) - Unemployment Insurance - start date:07/01/2019 - 10 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-05
  • S66 Uniform Combined State Law Examination
    2001-06-05
Designations
Other Names
  • Richard C Pogue
  • Rick Pogue
  • Richard Clayton Pogue
  • Richard Clayton Pogue Chfc

View on SEC IAPD

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