Lawrence Bernard Tate

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1999 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 07/1999 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 06/2001 → 10/2021
  Cri Securities
  St Paul, MN
• 07/1999 → Present
  North Star Consultants, Inc.
  Minneapolis, MN
• 08/2012 → Present
  Midwest Wealth Advisors
  Rogers, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Elk River, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-12-23 → 2023-08-10
  Securian Financial Services, Inc.
  Minneapolis, MN
  Minneapolis, MN
  Elk River, MN
  Minneapolis, MN
  St. Paul, MN
• 2013-12-23 → 2021-10-19
  Cri Securities, Llc
  Minneapolis, MN
  Minneapolis, MN
  Elk River, MN
  Minneapolis, MN

Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) FOSTER KLIMA AND COMPANY POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007 ADDRESS: 920 Second Avenue South, Suite 1100, Minneapolis MN 55402, United States DESCRIPTION: Group Life, Group STD, Group and Individual LTD. 3) BLUE OCEAN HOLDINGS, LLC POSITION: Member NATURE: LLC to hold our office condo real estate purchase INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/04/2021 ADDRESS: 11040 183rd Circle NW, A, Elk River MN 55330, United States DESCRIPTION: LLC to purchase an office condo to run our practices out of. 4) MIDWEST WEALTH ADVISORS POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2012 ADDRESS: 11040 183rd Circle NW Ste A, Elk River MN 55330, United States DESCRIPTION: Operating name. 5) VRBO AND AIRBNB FOR FLORIDA CONDO POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 02/18/2022 ADDRESS: 1310 Gulf Blvd, Unit 18B, Clearwater FL 33767, United States DESCRIPTION: We own a condo in Florida that is our vacation home; 6) NAME OF OTHER BUSINESS: VRBO DBA LAWRENCE TATE 11G; INVESTMENT RELATED: NO; ADDRESS: 1310 GULF BLVD, UNIT 11G, CLEARWATER, FL 33767; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: SET PRICING ON VRBO FOR OUR VACATION HOME/RENTAL AND COMMUNICATE WITH RENTERS, CLEANING PEOPLE, HANDYMAN, AND FOLKS WHO WORK FOR THE BUILDINGS ASSOCIATION; 7) NAME OF OTHER BUSINESS: CRESCENT BEACH CLUB ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 1310 GULF BLVD CLEARWATER BEACH, FL 33767; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 02/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, REVIEW WORK ORDERS AND ESTIMATES FOR REPAIRS, VOTE ON COMMUNITY ISSUES; 8) NAME OF OTHER BUSINESS: LAWRENCE TATE FINANCIAL, INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISORY REVENUE;

Exams

• S66 Uniform Combined State Law Examination
  1999-09-15

Designations

• Chartered Financial Consultant

Other Names

• Larry Tate