Arthur John Paterson

Current Employers

William Blair

150 North Riverside Plaza, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-12
IL	RA	APPROVED	2017-05-09

NY RA
APPROVED

Since 2021-05-12
IL RA
APPROVED

Since 2017-05-09

Branch Locations

The William Blair Building 150 North Riverside, Chicago, IL 60606-1594 • UNITED STATES

1166 Avenue Of The Americas Floor 20, New York, NY 10036-2774 • United States

150 North Riverside Plaza, Chicago, IL 60606 • United States

Westfield, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	06/2003	05/2017
Bank Of America, N.A.	New York	NY	12/2009	05/2017
William Blair	Chicago	IL	05/2017	Present

06/2003 → 05/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
12/2009 → 05/2017

Bank Of America, N.A.

New York, NY
05/2017 → Present

William Blair

Chicago, IL

Previous Registrations

2004-01-23 → 2017-05-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-09-10

S66 Uniform Combined State Law Examination

2003-09-10

Other Names

Arthur J Jr Paterson
Arthur John Paterson

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