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111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Advisors | Alma | MI | 07/2014 | Present |
| Securities America Inc. | Alma | MI | 06/2014 | Present |
1) NICHOLS FINANCIAL GROUP INC 323 GRATIOT AVE ALMA, MI 48801 - FIXED ANNUITY/LIFE INSURANCE SALES - RESIDENT PRODUCER/AGENT SINCE 1/1998 -SELL/SERVICE FIXED PRODUCTS - APPROX 60 HRS/MO - SALARIED 2) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 4/2015 - APPROX 80 HRS/MO - FEE BASED COMPENSATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-21 |
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