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Chad Patrick Jorgensen

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Richmond, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
CA RA APPROVED 2020-06-26
  • TX RA
    APPROVED
    Since 2024-11-14
  • CA RA
    APPROVED
    Since 2020-06-26

Branch Locations

2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States

Richmond, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Walnut Creek CA 03/2012 06/2020
Wells Fargo Clearing Services, Llc Walnut Creek CA 06/2020 Present
Previous Registrations
  • 2012-03-26 → 2020-07-02
    Ameriprise Financial Services, Llc
    Walnut Creek, CA
  • 2011-01-03 → 2012-03-27
    Wells Fargo Clearing Services, Llc
    Oakland, CA
    Piedmont, CA
  • 2006-02-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Piedmont, CA
    Oakland, CA
    Oakland, CA
    Oakland, CA
  • 2003-03-12 → 2006-02-17
    Citicorp Investment Services
    El Cerrito, CA
  • 2001-05-29 → 2003-03-11
    Osaic Fa, Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-17
  • S66 Uniform Combined State Law Examination
    2001-05-17
Other Names
  • Jones
  • Fenlon
  • Chad Patrick Fenlon
  • Chad Patrick Jorgensen
  • Chad Jorgensen

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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