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Kirk Michael Feret

LPl Financial LLC

Paramus, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-09-09
  • NJ RA
    APPROVED
    Since 2015-09-09

Branch Locations

461 From Rd Ste 385 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Paramus NJ 09/2015 Present
  • 09/2015 → Present
    Lpl Financial
    Paramus, NJ
Previous Registrations
  • 2012-10-01 → 2015-09-23
    J.P. Morgan Securities Llc
    Paramus, NJ
    Oradell, NJ
    Paramus, NJ
    Paramus, NJ
  • 2009-10-21 → 2012-10-01
    Chase Investment Services Corp.
    White Plains, NY
    Mount Vernon, NY
    Paramus, NJ
    Oradell, NJ
    Paramus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-02
S63 Uniform Securities Agent State Law Examination 2001-08-13
  • S65 Uniform Investment Adviser Law Examination
    2009-02-02
  • S63 Uniform Securities Agent State Law Examination
    2001-08-13

View on SEC IAPD

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Other Investors

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Emma B. Hallett
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Daniel K Roh
Thomas W. Larsen
JEREMY DAVID BROWER
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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ

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