Jason A Phipps

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 10/2020
  Raymond James Financial Services,Inc
  Wilmington, OH
• 04/2015 → 10/2020
  People'S Bank, N.A.
  Wilmington, OH
• 08/2020 → 01/2022
  Clinton Massie School District
  Clarksville, OH
• 11/2020 → 08/2022
  9258 Wealth Management
  Cincinnati, OH
• 08/2022 → 08/2022
  Guardian Life Insurance Company
  Cincinnati, OH
• 08/2022 → 08/2022
  Park Avenue Securities
  Cincinnati, OH
• 08/2022 → Present
  Guardian Life Insurance Company
  West Chester, OH
• 08/2022 → Present
  Park Avenue Securities
  West Chester, OH
• 06/2024 → 03/2026
  Guardian Life Insurance Company
  Clarksville, OH
• 06/2024 → 03/2026
  Park Avenue Securities
  Clarksville, OH
• 06/2024 → Present
  Guardian Life Insurance Company
  Dayton, OH
• 06/2024 → Present
  Park Avenue Securities
  Dayton, OH
• 03/2026 → Present
  Guardian Life Insurance Company
  Washington Court House, OH
• 03/2026 → Present
  Park Avenue Securities
  Washington Court House, OH

Previous Registrations

• 2020-11-11 → 2022-08-01
  9258 Wealth Management, Llc
  Blue Ash, OH
• 2015-04-17 → 2020-10-15
  Raymond James Financial Services Advisors, Inc
  Wilmington, OH
• 2014-01-21 → 2015-04-15
  Cetera Investment Advisers Llc
  Wilmington, OH
• 2007-06-20 → 2014-01-21
  Cetera Investment Services Llc
  Lebanon, OH
  Sardinia, OH
  Blanchester, OH
  Georgetown, OH
  Hillsboro, OH
  Mt. Orab, OH
  Mason, OH
  Wilmington, OH
  Sabina, OH
  Waynesville, OH
  Wilmington, OH
  Milford, OH
  Wilmington, OH
  New Vienna, OH
  Batavia, OH
  Owensville, OH
• 2006-04-05 → 2007-07-16
  Lpl Financial Llc
  Clarksville, OH
  Wilmington, OH

Other Businesses

1) Wilmington CIC- Treasurer/ Trustee, Start date: 12/01/2019, Address: 145 N South St Wilmington, OH 45177, 5 total hours per month; 0 during securities trading hours, Non Investment related, No annual compensation, 2) 7 Pillar Wealth Management, LLC-DBA for tax purposes, Start date: 08/01/2022, Address: 355 Pyle Road Clarksville, OH 45113, 2 total hours per month; 0 during securities trading hours, Investment related, No annual compensation, 3) Insurance products other than those offered through Guardian-Fixed Annuities, Start date: 02/16/2023, Address: 9100 West Chester Towne Centre Drive, Suite 355, West Chester, OH 45069, 5 total hours per month; 5 during securities trading hours, Investment related, Annual Compensation less than 10%, 4) Executor of Fay A. Conley Estate, Start Date: 2/6/2024, Address: 355 Pyle Rd. Clarksville, OH 45113, 5 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation,

Exams

• S66 Uniform Combined State Law Examination
  2006-03-13
• S63 Uniform Securities Agent State Law Examination
  2001-08-20

Other Names

• Jason Alan Lamb
• Jason Alan Phipps