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Current Employers
Bts Asset Management, Inc.

55 Old Bedford Road Suite 203, Lincoln, MA 01773 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2007-01-12
  • MA RA
    APPROVED
    Since 2007-01-12

Branch Locations

55 Old Bedford Road Suite 203, Lincoln, MA 01773 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bts Securities Corporation Lexington MA 06/1999 Present
Bts Asset Management Lexington MA 05/1999 Present
  • 06/1999 → Present
    Bts Securities Corporation
    Lexington, MA
  • 05/1999 → Present
    Bts Asset Management
    Lexington, MA
Other Businesses

Resolute Capital, LLC, Lynnfield, MA, Home office Investment-related Established February, 2021 I am the sole member of the LLC and use the vehicle for investing my own capital in real estate and real estate development projects. Hours spent are outside normal market hours and on weekends. I identify and invest in real estate opportunities, either alone or in conjunction with other persons or entities. BTS Securities and BTS Asset Management are not affiliated with, controlled by, or under common control with, Resolute Capital, LLC. They are separate entities and my work/membership with Resolute Capital is in no way related to my registration or employment with BTS Securities Corporation and BTS Asset Management, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-04
S63 Uniform Securities Agent State Law Examination 2000-01-19
  • S65 Uniform Investment Adviser Law Examination
    2006-12-04
  • S63 Uniform Securities Agent State Law Examination
    2000-01-19

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