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Richard Charles Hinesley

Raymond James & Associates, Inc.

Greenwood, IN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-04
  • IN RA
    APPROVED
    Since 2024-06-04

Branch Locations

1530 American Way Suite 230, Greenwood, IN 46143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 09/2014 06/2024
Raymond James & Associates, Inc. Greenwood IN 06/2024 Present
Previous Registrations
  • 2014-09-23 → 2024-06-11
    The Huntington Investment Company
    Greenwood, IN
    Greenwood, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenwood, IN
    Greenwood, IN
    Greenwood, IN
    Greenwood, IN
  • 2010-08-10 → 2014-09-10
    Pnc Wealth Management Llc
    Anderson, IN
    Anderson, IN
    Pendleton, IN
    Anderson, IN
    Anderson, IN
    Alexandria, IN
    Chesterfield, IN
    Anderson, IN
    Frankton, IN
    Anderson, IN
    Anderson, IN
    Kokomo, IN
    Kokomo, IN
    Kokomo, IN
    Tipton, IN
  • 2009-09-25 → 2010-07-26
    Raymond James & Associates, Inc.
    Greenwood, IN
  • 2005-12-19 → 2009-09-28
    Morgan Keegan & Company, Llc
    Indianapolis, IN
    Mooresville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-05
S63 Uniform Securities Agent State Law Examination 2001-05-11
  • S65 Uniform Investment Adviser Law Examination
    2001-07-05
  • S63 Uniform Securities Agent State Law Examination
    2001-05-11
Designations

View on SEC IAPD

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Other Offices

FINANCIAL PLANS & STRATEGIES, INC. · GREENWOOD, IN
KOON FINANCIAL PLANNING & CONSULTING/KFP&C · GREENWOOD, IN
LPL FINANCIAL LLC · GREENWOOD, IN
LPL ENTERPRISE, LLC · GREENWOOD, IN
EDWARD JONES · GREENWOOD, IN
CETERA INVESTMENT ADVISERS LLC · Greenwood, IN
PNC WEALTH MANAGEMENT LLC · GREENWOOD, IN
AMERIPRISE FINANCIAL SERVICES, LLC · GREENWOOD, IN

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