Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-09 |
Branch Locations
190 Linden Oaks Suite A, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Rochester | NY | 09/2015 | 11/2020 |
| Spotlight Asset Group | Oakbrook Terrace | IL | 01/2021 | 08/2021 |
| Commonwealth Financial Network | Waltham | MA | 07/2021 | 02/2026 |
| Raymond James Financial Services, Inc. | Rochester | NY | 02/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Rochester | NY | 02/2026 | Present |
(1)Name of Business: OakWood Financial Services Address: 190 Linden Oaks Ste A, Rochester , NY, 14625-2812, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/16/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advising clients on asset management and financial planning (2)Name of Business: OakWood Financial Services Address: 190 Linden Oaks Ste A, Rochester , NY, 14625-2812, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/16/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: fixed annuity transactions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-19 |
| S66 | Uniform Combined State Law Examination | 2001-06-15 |
Reach out to this advisor