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Sunil Prem Nagpal

Mml Investors Services, LLC

Charlotte, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-12
NC RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2024-02-12
  • NC RA
    APPROVED
    Since 2017-03-25

Branch Locations

11121 Carmel Commons Boulevard Suite 410, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Co. Charlotte NC 02/2003 03/2017
Mml Investors Services, Llc Charlotte NC 03/2017 Present
Mass Mutual Life Insurance Co Charlotte NC 07/2016 Present
  • 02/2003 → 03/2017
    Metlife Securities Co.
    Charlotte, NC
  • 03/2017 → Present
    Mml Investors Services, Llc
    Charlotte, NC
  • 07/2016 → Present
    Mass Mutual Life Insurance Co
    Charlotte, NC
Previous Registrations
  • 2004-02-04 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Raleigh, NC
    Charlotte, NC
  • 2002-06-28 → 2002-11-07
    Banc Of America Investment Services, Inc.
    Charlotte, NC
Other Businesses

INDEPENDENT INSURANCE AGENT - LIFE/ACCIDENT/HEALTH - FROM RESIDENTIAL ADDRESS - 1 SECURITY HOURS AND 0 NON SECURITY HOURS - SINCE 08/2008

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-14
  • S66 Uniform Combined State Law Examination
    2001-08-14
Designations
Other Names
  • Neil Nagpal
  • Sunil Nagpal

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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