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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-06 |
| NJ | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-06 |
| SD | RA | APPROVED | 2025-03-06 |
Branch Locations
88 Riverbend Drive, North Brunswick, NJ 08902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc | Monroe | NJ | 02/2009 | Present |
| Ic Advisory Services, Inc. | Monroe | NJ | 02/2009 | Present |
| Lpl Financial Llc | Monroe | NJ | 03/2025 | Present |
| Lpl Financial Llc | Monroe | NJ | 03/2025 | Present |
1. CHARIS WEALTH MANAGEMENT. DBA. SOLE PROPRIETOR.OWN 100%. PROVIDE FINANCIAL ADVICE & SERVICES. DEVOTE 160 HRS/MO. ALL COMPENSATION RECEIVED FORM MY BD, TIC. ESTABLISHED 02/2009. 2. PERSONAL PHOTOGRAPHY. OWNER. PHOTOGRAPHER. OVER 25 YEARS FOR PLEASURE. BUT IN THE FUTURE IF I CAN MAKE AN INCOME FROM IT I WOULD LIKE THE OPPORTUNITY TO DO SO. DEVOTE 1 TO 20%. OWN ALL OF THE EQUIPMENT NEEDED FOR THIS HOBBY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-28 |
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