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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-14 |
| DC | RA | APPROVED | 2022-02-28 |
| NC | RA | APPROVED | 2022-02-11 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States
4064 Colony Road Suite 460, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Private Bank | Charlotte | NC | 10/2006 | 02/2022 |
| Wells Fargo Advisors, Llc | Charlotte | NC | 02/2021 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Charlotte | NC | 02/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-24 |
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