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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-05-15
TX RA APPROVED 2020-05-15
  • MO RA
    APPROVED
    Since 2020-05-15
  • TX RA
    APPROVED
    Since 2020-05-15

Branch Locations

216 S Main St., Joplin, MO 64801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Joplin MO 09/2014 05/2020
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2020 Present
Previous Registrations
Other Businesses

1) CIRA, 2920 S MAIN ST, JOPLIN, MO, ADVISORY REP OF A REGISTERED INVESTMENT ADVISOR (RIA), 05/15/20, INV REL, 40 WK- 40/TRADING 2) WATERED GARDENS GOSPEL RESCUE MISSION, 531 KENTUCKY AVE, JOPLIN, MO, BOARD MEMBER OF A NON-PUBLIC ENTITY- 11/30/11, NIR, 3/MO- 0/TRADING 3) MERCY HEALTH FOUNDATION, 100 MERCY WAY, JOPLIN, MO, BOARD MEMBER OF A NON-PUBLIC ENTITY, 12/05/18, NIR, 15/YR- 0/TRADING 4) LITHA HOLDINGS, LLC, 2920 S MAIN ST, JOPLIN, MO, 07/17/20REAL ESTATE INVESTING, OWNER, NIR, 4HRs /MO- 4HRs/MO TRADING 5) CITY OF JOPLIN JOPLIN REDEVELOPMENT CORPORATION, 602 MAIN ST, JOPLIN, MO, BOARD MEMBER OF A PUBLIC ENTITY, 08/01/21, NIR, 1 HR/MO- 0/TRADING. 6) VISION NETWORK, 216 South Main Street, Joplin MO 64801, United States, 07/15/2024, Recruiter, Using a Trade Name/dba, NIR, 25 HR/MO - 15 HR/MO TRADING 7) JJP 2, LLC, 4140 Grand Ave, Des Moines IA 50312, United States, 12/2024, Owner, Owner/Partner of a Business Entity, INV REL, 2 HR/MO - 1 HR/MO TRADING 8) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, PARTNER, DBA NAME, 180 HR/MO - 140 HR/MO TRADING. 9) LITHA COLORADO LLC, 8616 Cedar Dr, Joplin MO 64804, United States, 09/23/2025, Owner, Real Estate, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-30
S63 Uniform Securities Agent State Law Examination 2001-06-13
  • S65 Uniform Investment Adviser Law Examination
    2012-04-30
  • S63 Uniform Securities Agent State Law Examination
    2001-06-13
Designations

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