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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

1800 Hughes Landing Blvd Ste 300, The Woodlands, TX 77380 • United States

1800 Hughes Landing Blvd Ste 325 [Xd-Rbo], The Woodlands, TX 77380 • United States

14094 Fm 2920 Rd, Tomball, TX 77377 • United States

6621 Woodlands Pkwy, The Woodlands, TX 77382 • United States

9901 Woodlands Pkwy, The Woodlands, TX 77382 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 Present
Previous Registrations
  • 2002-05-06 → 2011-01-03
    Wells Fargo Investments, Llc
    Cypress, TX
    Houston, TX
    Spring, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-23
  • S66 Uniform Combined State Law Examination
    2002-04-23

View on SEC IAPD

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