Thomas Neal O'COnnor

Employer firm

Catalyst Financial Partners CRD 299335

$1.72B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2005 → 01/2020
  O'COnnor, Carnathan And Mack, Llc
  Vero Beach, FL
• 01/2015 → 03/2017
  Metlife Securities Inc.
  Boston, MA
• 03/2017 → 11/2021
  Mml Investors Services, Llc
  Boston, MA
• 12/2018 → Present
  Catalyst Financial Partners
  Vero Beach, FL
• 02/2010 → 12/2023
  Baystate Wealth Management
  Vero Beach, FL
• 01/2024 → 06/2026
  Mariner Managed Account Solutions, Llc
  Vero Beach, FL

Previous Registrations

• 2010-02-11 → 2026-06-15
  Mariner
  Overland Park,, KS
  Boston, MA
  Boston, MA
  Vero Beach, FL
• 2020-08-03 → 2024-11-25
  Catalyst Financial Partners
  Boston, MA
  Vero Beach, FL
• 2017-03-25 → 2021-11-01
  Mml Investors Services, Llc
  Boston, MA
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Boston, MA
• 2009-05-08 → 2015-01-02
  New England Securities
  Boston, MA
• 2000-04-20 → 2008-11-24
  Silvercrest Asset Management Group Llc
  Boston, MA

Other Businesses

Trusted Advisor Search LLC; not investment related; Weare, NH; recruiting tool; General Counsel; start date 4/2026; approximately 60 hours per month, all during securities trading hours; General Counsel duties.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-04-10
• S65 Uniform Investment Adviser Law Examination
  2000-03-03
• S66 Uniform Combined State Law Examination
  1999-08-12