Ralph Dennis Courtland

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fairfield, NJ
• 11/2016 → 10/2024
  Wells Fargo Clearing Services, Llc
  Fairfield, NJ
• 10/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Fairfield, NJ

Previous Registrations

• 2008-01-01 → 2024-10-04
  Wells Fargo Clearing Services, Llc
  Fairfield, NJ
  Wyckoff, NJ
• 2006-02-10 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Fairfield, NJ
• 2002-05-13 → 2006-02-13
  Morgan Stanley Dw Inc.
  Fairfield, NJ
  Fairfield, NJ

Other Businesses

STATE OF NEW JERSEY DEPT. OF LAW AND SAFETY DIVISION OF PUBLIC AFFAIRS; NOT INVESTMENT RELATED; NEWARK, NJ; TEACHER; START 7/31/2012; NO TIME DEVOTED SERIES 65 PREP COURSE; INVESTMENT RELATED; NEWARK, NJ; INSTRUCTOR; START 2/8/2016; 8 HOURS PER MONTH/0 DURING TRADING. MARIST COLLEGE, NOT INV. RELATED, POUGHKEEPSIE, NY. INSTRUCTOR, START 8/30/18, 10 HOURS/MONTH, 0 DURING TRADING, TEACHES FINANCIAL MGT. COURSE. CG LLC, INVTPA, NOT INV RELATED, STATE OF NEW YORK, START 1/1/2021, 1 HOUR PER MONTH, ZERO DURING TRADING. PREMIER FINANCIAL CONSULTIN RELATED, SHERIDAN, WY, 100% OWNERSHIP, START DATE 10/4/2024, 1 HR PER MONTH, 0 HRS DURING TRADING. TRANSITION TO FINET PRACTICE. MISES.ORG; NOT INV RELATED; AUBURN, AL; WRITER; 08/2025; 5 HOURS PER MONTH; 0 DURING TRADING; WRITE ARTICLES

Exams

• S66 Uniform Combined State Law Examination
  2001-07-05

Designations

• Certified Financial Planner

Other Names

• Ralph Dennis Courtland
• Ralph Courtland