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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-08
TX RA APPROVED 2022-03-07
  • CA RA
    APPROVED
    Since 2022-03-08
  • TX RA
    APPROVED
    Since 2022-03-07

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Portland, OR • United States

75 280 Highway 111, Indian Wells, CA 92210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Athens GA 08/2008 03/2022
Ubs Financial Services Inc Oswego OR 03/2022 Present
Previous Registrations
Other Businesses

1. Hill Crest Construction, LLC, Construction company-remodels, light administrative duties. filing, opening mail, organize, prioritize client email, start date-9/1/2022, PortlandOregon United States-97229.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-28
S63 Uniform Securities Agent State Law Examination 2001-08-08
  • S66 Uniform Combined State Law Examination
    2016-06-28
  • S63 Uniform Securities Agent State Law Examination
    2001-08-08
Other Names
  • Ruth M Cravo
  • Ruth Marie Lazarski
  • Ruth M Lazarski
  • Ruth Lazarski

View on SEC IAPD

More in Lake Oswego, OR

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