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Juliana Ueno

Raymond James & Associates, Inc.

Miami, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-22
  • FL RA
    APPROVED
    Since 2024-04-22

Branch Locations

600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Miami FL 01/2015 04/2024
Raymond James & Associates Miami FL 04/2024 Present
Young Living Biscayne FL 05/2020 Present
  • 01/2015 → 04/2024
    Morgan Stanley
    Miami, FL
  • 04/2024 → Present
    Raymond James & Associates
    Miami, FL
  • 05/2020 → Present
    Young Living
    Biscayne, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-14
S63 Uniform Securities Agent State Law Examination 2012-03-24
  • S65 Uniform Investment Adviser Law Examination
    2012-10-14
  • S63 Uniform Securities Agent State Law Examination
    2012-03-24

View on SEC IAPD

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