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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-03
NY RA APPROVED 2021-12-22
  • TX RA
    APPROVED_RES
    Since 2022-01-03
  • NY RA
    APPROVED
    Since 2021-12-22

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

1393 Veterans Memorial Highway Suite 307S , Hauppauge, NY 11788 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Garden City NY 07/2008 03/2017
Mml Investors Services, Llc East Hills NY 03/2017 Present
Massmutual Life Insurance Co East Hills NY 07/2016 Present
  • 07/2008 → 03/2017
    Metlife Securities Inc
    Garden City, NY
  • 03/2017 → Present
    East Hills, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    East Hills, NY
Previous Registrations
  • 2007-09-14 → 2008-07-02
    Mineola, NY
    Mineola, NY
Other Businesses

(1) NAME: John T. Murphy INV REL: Y ADD: 2200 Northern Blvd, Suite 200, East Hills, NY 11548 NATURE: Outside Insurance - Ind Life/Property & Casualty/Health/Group Life & Health/Fixed Annuity POSITION: Sales START DATE: 02-22-2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2) NAME: John T. Murphy Enterprises LLC. INV REL: Y ADD: Residential NATURE:John T. Murphy Enterprises LLC - LLC used for payroll and business acquisition payments. POSITION: Ownership START DATE: 01/01/2019 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (3) Name: The Murphy Financial Group, LLC Inv rel: Y Addr: At residential address Nature: LLC for Tax Purposes Position: Owner Start: 01/27/2022 No hrs/mo: 0 No hrs/mo dur trading: 0 Duties: Owner. (4) NAME: John T Murphy INV REL: Y ADD: Port Washington NY NATURE: Single family residential property rental POSITION: Owner START DATE: 01/01/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Owner of property and landlord to tenants

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-13
  • S66 Uniform Combined State Law Examination
    2021-12-13

View on SEC IAPD

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