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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-27
CT RA APPROVED 2014-10-28
  • NY RA
    APPROVED
    Since 2024-06-27
  • CT RA
    APPROVED
    Since 2014-10-28

Branch Locations

Two Stamford Plaza 281 Tresser Boulevard Suite 1004, Stamford, CT 06901 • United States

White Plains, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Stamford CT 04/2012 Present
Mass Mutual Life Insurance Company Stamford CT 02/2012 Present
Other Businesses

NAME: RICHARD SINGER / LENOX ADVISORS, INC. INV.REL Y ..ADDR: 281 TRESSER BLVD STE 1004 STAMFORD CT 06901 NATURE: OUTSIDE INSURANCE; SALES & SERVICE OF L/H INSURANCE PRODUCTS THROUGH VARIOUS CARRIERS POSITION: AGENT..START: 02/2012..HRS/MO: 10..HRS/DURING TRADING: 10.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-01
S63 Uniform Securities Agent State Law Examination 2010-04-07
  • S65 Uniform Investment Adviser Law Examination
    2014-10-01
  • S63 Uniform Securities Agent State Law Examination
    2010-04-07

View on SEC IAPD

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