James A Clark

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 01/2021
  Royal Alliance
  Rochester Hills, MI
• 01/2021 → Present
  Ameriprise Financial Services, Llc.
  Troy, MI

Previous Registrations

• 2015-05-08 → 2021-01-07
  Osaic Wealth, Inc.
  Troy, MI
• 2012-05-08 → 2015-05-14
  Lpl Financial Llc
  Rochester, MI
• 2003-11-14 → 2012-05-14
  Hantz Financial Services, Inc.
  Independence, OH
  Willoughby, OH
  Independence, OH

Other Businesses

Independent Insurance Brokering; Guardian Insurance; 07/20/2016; Disability Income. Business Ownership; Blumark Financial Advisors (BFA); management and oversight of the practice.; This is an entity formed to manage our Ameriprise practice.; 6915 Rochester Rd Ste 400, , Troy, MI, 48085; Investment-Related; 07/20/2016; 60 hours per month; 40 to 59 during trading hours / Blumark Tax Advisors (BTA); Partner in the tax practice; Tax Preparation; 6915 Rochester Rd Ste 340, , Troy, MI, 48085; Not Investment-Related; 02/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Blumark Financial Advisors LLC; Financial Advisor - Financial advisor and management; ; 6915 Rochester Rd Ste 400, , Troy, MI, 48085; Investment-Related; 01/04/2021; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-07-27

Designations

• Certified Financial Planner

Other Names

• James Arthur Clark