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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
St Michael, MN • United States
Chandler, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Maple Grove | MN | 06/2005 | Present |
1. 6/22/2005 - DBA ONLY - TYTAN FINANCIAL SERVICES - MAPLE GROVE, MN. 2. 01/04/2016 * FedEx * Outside/W-2 Employment * NOT INV REL * Package Handler - * START 11/19/2015 * 80 HRS/MO DURING SECS TRDG HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-09-29 |
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