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65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-28 |
| CT | RA | APPROVED | 2025-07-09 |
Branch Locations
8711 Windsor Parkway, Suite 4, Johnston, IA 50131 • United States
65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iron Horse Wealth Management | Urbandale | IA | 08/2012 | 11/2025 |
| Apella Wealth | 65 Memorial Road, C340 | CT | 06/2025 | Present |
1) FINANCIAL PLANNING ASSOC OF IOWA. INVEST RELATED. INDUSTRY GROUP. BD MEMBER. DIR OF PRO BONO ACTIVITIES. START: 01/20/08. 6 HRS MTHLY DURING TRADING. COORDINATE VOLUNTEERS, WORK WITH LOCAL CHARITIES TO COORDINATE ACTIVITIES OF THE ASSOC. 2) EDUCATORS FINANCIAL RESOURCE OF IOWA - COMMERICAL REAL ESTATE. INVESTMENT RELATED. OWNER OF COMMERCIAL REAL ESTATE LEASED OUT TO TENANT. 1 HR MONTHLY DURING TRADING. 3) CURATION RECORDS, CFO. MANAGE ACCOUNTING FOR RECORD LABEL. FINANCIAL RELATED. 4 HOURS MONTHY DURING TRADING. 4) ETHICS INSTRUCTOR. CFP AND INSURANCE ETHICS LECTURER. FINANCIAL RELATED. 1 HOUR MONTHLY DURING TRADING. 5) DELEMA MUSIC. NON FINANCIAL. WRITING, RECORDING, PERFORMING MUSIC.0 HOURS MONTHLY DURING TRADING. 6) ADVISORY COMMITTEE MEMBER, JP MORGAN ASSET MANAGEMENT. INVESTMENT RELATED. 1 HR MONTHLY DURING TRADING Iron Horse Wealth Management, LLC: Holding is exclusively for tax purposes of deferring capital gains on merger proceeds of stock / Holding company for Apella Wealth shares. Investment Related Windsor Corp Centre Owner's Association: Provide oversight for property management of commercial property owned by Educator's Financial/ Board President
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-28 |
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