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John Michael Trabucco

J.P. Morgan Securities LLC

West Caldwell, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-06
NJ RA APPROVED 2018-05-30
  • TX RA
    APPROVED_RES
    Since 2023-02-06
  • NJ RA
    APPROVED
    Since 2018-05-30

Branch Locations

865 Bloomfield Ave., West Caldwell, NJ 07006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Na Madison NJ 12/2006 04/2018
J.P. Morgan Securities Llc West Caldwell NJ 04/2018 Present
Jpmorgan Chase Bank, N.A. West Caldwell NJ 04/2018 Present
  • 12/2006 → 04/2018
    Jpmorgan Chase Na
    Madison, NJ
  • 04/2018 → Present
    J.P. Morgan Securities Llc
    West Caldwell, NJ
  • 04/2018 → Present
    Jpmorgan Chase Bank, N.A.
    West Caldwell, NJ
Previous Registrations
  • 2012-10-01 → 2013-12-31
    J.P. Morgan Securities Llc
    East Hanover, NJ
  • 2006-12-07 → 2012-10-01
    Chase Investment Services Corp.
    Union, NJ
    East Hanover, NJ
    Madison, NJ
  • 2006-04-19 → 2006-12-04
    Pruco Securities, Llc.
    East Hanover, NJ
    East Hanover, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-23
S65 Uniform Investment Adviser Law Examination 2006-04-14
S63 Uniform Securities Agent State Law Examination 2005-04-15
  • S66 Uniform Combined State Law Examination
    2018-05-23
  • S65 Uniform Investment Adviser Law Examination
    2006-04-14
  • S63 Uniform Securities Agent State Law Examination
    2005-04-15
Other Names
  • John M Trabucco

View on SEC IAPD

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Other Offices

EDWARD JONES · WEST CALDWELL, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · West Caldwell, NJ
EQUITABLE ADVISORS, LLC · WEST CALDWELL, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEST CALDWELL, NJ
STATE FARM INVESTMENT MANAGEMENT CORP. · West Caldwell, NJ
LPL ENTERPRISE, LLC · WEST CALDWELL, NJ
PRIVATE ADVISOR GROUP, LLC · West Caldwell, NJ
CONSOLIDATED PORTFOLIO REVIEW CORP · Caldwell, NJ

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