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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-27
OH RA APPROVED 2015-04-03
  • TX RA
    APPROVED_RES
    Since 2022-01-27
  • OH RA
    APPROVED
    Since 2015-04-03

Branch Locations

9930 Johnnycake Ridge Rd, Mentor, OH 44060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Concord OH 06/2014 Present
Raymond James Financial Services Advisors Inc. Concord OH 04/2015 Present
Johnnycake Financial Services Concord OH 04/2014 06/2023
Johnnycake Financial Services, Inc Mentor OH 07/2023 Present
  • 06/2014 → Present
    Raymond James Financial Services
    Concord, OH
  • 04/2015 → Present
    Concord, OH
  • 04/2014 → 06/2023
    Johnnycake Financial Services
    Concord, OH
  • 07/2023 → Present
    Johnnycake Financial Services, Inc
    Mentor, OH
Other Businesses

(1)Name of Business: Johnnycake Financial Services, Inc Address: 9930 Johnnycake Ridge Rd Ste 5D, Mentor, OH, 44060-6745, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer, Other Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (2)Name of Business: St. Anselm Parish Address: 12969 Chillicothe Road, Chesterland, OH, 44026, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/02/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Along with other committee members, assist Priest and Parish Business manager in reviewing financial statements, approving expenses for maintenance and improvements, setting tuition for school, and accounting for scholarship monies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-27
  • S66 Uniform Combined State Law Examination
    2017-05-27
Other Names
  • Bethanne Lindbloom
  • Bethanne Giglio
  • Beth Anne Schneider

View on SEC IAPD

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