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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-24 |
| CA | RA | APPROVED | 2013-08-09 |
Branch Locations
401 N Church Street, Visalia, CA 93291 • United States
Exeter, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Visacia | CA | 08/2013 | Present |
| Raymond James Financial Services Advisors Inc. | Visalia | CA | 08/2013 | Present |
| Prs Financial | Visalia | CA | 08/2013 | 06/2018 |
1)Name of Business :Penney Sick Address: 303 E. Caldwell Avenue, Visalia, CA, 93277, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Shell Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-15 |
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