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Matthew Roland Ouellette

Osaic Institutions, Inc.

South Berwick, ME

CRD 3274304

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Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2008-05-30
ME RA APPROVED 2008-05-21
  • NH RA
    APPROVED
    Since 2008-05-30
  • ME RA
    APPROVED
    Since 2008-05-21

Branch Locations

South Berwick, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Sanford ME 05/2008 Present
  • 05/2008 → Present
    Infinex Investments, Inc.
    Sanford, ME
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-16
  • S63 Uniform Securities Agent State Law Examination
    1999-10-16
Designations
  • Certified Financial Planner
Other Names
  • Matt Ouellette

View on SEC IAPD

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